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U.S. FDA Medical Device 510(k) Approval
510(k), also called Pre-marketing
Notification (PMN), is the article number of the U.S. Food, Drug, and Cosmetic
Code that specifies that manufacturers who are required to register information
with the US government shall provide notification at least 90 days prior to
placing a product on the market.
The US Food and Drug Administration
(hereinafter, US FDA) divides the products notified through this regulation
into 3 grades and identifies whether it is the same product as a medical device
that has been released on the market or a new medical device that has never
been released.
More specifically, medical device
manufacturers must perform pre-marketing notification prior to initial
commercial distribution of a product or prior to distribution of an approved
product where major change has been made to the extent that it affects the
safety and efficacy/effectiveness of the product. This major change include changes
in product design, materials, chemical composition, energy sources used,
production procedures, or intended use.
[U.S FDA 510(k)]
510(k) submission process
Introduction
For the document submitted for
pre-marketing notification (510(k)), the Office of Device Evaluation (ODE) and
the Office of In Vitro Diagnostics and Radiological Health (OIR) comprising of biomedical
engineers, physicians, microbiologists, chemists, and other medical device
experts, from the departments of the US FDA’s Center for Device and
Radiological Health (CDRH), will review.
Access and Application Notice Process
Applicants for 510(k) should submit two
copies of the documents to CDRH’s Document Control Center (DCC) at the address:
Food and Drug
Administration Center for Devices and Radiological Health Document Control
Center – WO66-G609 10903 New Hampshire Avenue Silver Spring, Maryland
20993-0002
One of the two copies shall
be submitted electronically.
When the DCC receives
510(k) submission, a unique number is assigned to the document. Generally, this
number is referred to as “510(k)
number” or “K number.” This K number consists of six numbers followed by the
letter K. The first two digits indicate the year of submission, and the last
four digits indicate the order of submission in that year. In other words, the
first submitter of the year is assigned 0001, and higher numbers are assigned
as the order continues.
After submission, the DCC will check the
following 2 items upon receipt.
- Receipt of the
application fee
Note: The submission fee of 510(k) is
charged by the date that the US FDA receives the document, not the date the
submitter sends it.
- Confirmation of the electronic
copy received
If there is a problem with reasonable
beneficiary fee or receipt of the electronic copy, the DCC will send a suspension
notice to the 510(k) submitter within 7 days of receipt. The submitter shall
resolve any problems related to the beneficiary fee or receipt of the electronic
copy within 180 days from the date of sending of the suspension notice. If not
resolved within 180 days, the 510(k) submission will be invalidated and deleted
from the system. The submitter shall reapply through a new application process.
[510(k) Confirmation]
The US FDA’s deadline officially set for 510(k)
process is 100 days. This is calculated from the date the US FDA receives the
document to the final decision, except during the period in which such
submission is under suspension due to a request for additional information. The
final decision may be either Substantially Equivalent (SE) or Not Substantial
Equivalent (NSE).
Upon final decision, the US FDA will issue
a decision and sends it to the email address specified in the submission.
The submission determined to be Substantially
Equivalent (SE) is considered to be “approved.” The approved 510(k) submission will
be registered in the US FDA’s 510(k) database which updates weekly.
FDA Receives 510(k) Submission.
[Medical Device
Registration and Notification]
US FDA registration of company and product
An owner or operator of the business
(facility or equipment) involved in production or distribution of medical
devices intended for use in the US shall register the business in the US FDA
annually, and this process is called the facility registration process.
The US Congress authorized the US FDA to
collect annual fee from the businesses. For more information of the businesses
responsible for registration and fee, please see “Medical
Device User Fee Amendments (MDUFA).”